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3 Compliance Manager Resume Examples...

3 Compliance Manager Resume Examples & Guide for 2024

As a compliance manager, your resume must highlight your deep understanding of regulatory standards. Ensure it reflects your meticulous attention to detail. Showcase your proven ability to design and implement effective compliance programs. Your resume should also demonstrate your strong leadership in managing compliance teams.

All resume examples in this guide

As a compliance manager, articulating the complexity of regulatory knowledge and its application in diverse situations on your resume can be a daunting task. Our guide will provide you with clear strategies to showcase your expertise and accomplishments in a concise manner, enhancing your resume's impact on potential employers.

Here's what you'll learn from the quickest and most effective strategies to writing your resume:
  • Sample industry-leading professional resumes for inspiration and compliance manager resume-writing know-how.
  • Focus recruiters' attention on what matters most - your unique experience, achievements, and skills.
  • Write various resume sections to ensure you meet at least 95% of all job requirements.
  • Balance your compliance manager technical expertise with personality to stand out amongst candidates.

If the compliance manager resume isn't the right one for you, take a look at other related guides we have:

Professional compliance manager resume format advice

Achieving the most suitable resume format can at times seem like a daunting task at hand.

Which elements are most important to recruiters?

In which format should you submit your resume?

How should you list your experience?

Unless specified otherwise, here's how to achieve a professional look and feel for your resume.

  • Present your experience following the reverse-chronological resume format . It showcases your most recent jobs first and can help recruiters attain a quick glance at how your career has progressed.
  • The header is the must-have element for your resume. Apart from your contact details, you could also include your portfolio and a headline, that reflects on your current role or a distinguishable achievement.
  • Select relevant information to the role, that should encompass no more than two pages of your resume.
  • Download your resume in PDF to ensure that its formatting stays intact.

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If you happen to have some basic certificates, don't invest too much of your compliance manager resume real estate in them. Instead, list them within the skills section or as part of your relevant experience. This way you'd ensure you meet all job requirements while dedicating your certificates to only the most in-demand certification across the industry.

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The six in-demand sections for your compliance manager resume:

  • Top one-third should be filled with a header, listing your contact details, and with a summary or objective, briefly highlighting your professional accolades
  • Experience section, detailing how particular jobs have helped your professional growth
  • Notable achievements that tie in your hard or soft skills with tangible outcomes
  • Popular industry certificates to further highlight your technical knowledge or people capabilities
  • Education to showcase your academic background in the field
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What recruiters want to see on your resume:

  • Knowledge of relevant regulatory standards and laws (e.g., GDPR, FCPA, HIPAA, SOX)
  • Experience in developing and implementing compliance programs and policies
  • Proven track record in conducting risk assessments and compliance audits
  • Strong analytical skills to identify potential areas of compliance vulnerability
  • Effective communication and training skills to educate staff on compliance practices and procedures

What to include in the experience section of your compliance manager resume

The resume experience section is perhaps the most important element in your application as it needs to showcase how your current profile matches the job.

While it may take some time to perfect your compliance manager experience section, here are five tips to keep in mind when writing yours:

  • Assess the advert to make a list of key requirements and look back on how each of your past jobs answers those;
  • Don't just showcase you know a particular skill, instead, you need proof in the form of tangible results (e.g. numbers, percent, etc.);
  • It's perfectly fine to leave off experience items that don't bring anything extra to your skill set or application;
  • Recruiters want to understand what the particular value is of working with you, so instead of solely featuring technologies, think about including at least one bullet that's focused on your soft skills;
  • Take care with wording each bullet to demonstrate what you've achieved, using a particular skill, and an action verb.

The below compliance manager resume examples can help guide you to curate your professional experience, following industry-leading tips and advice.

Senior Compliance Manager
Senior Compliance Manager
JPMorgan Chase & Co.
  • Spearheaded the development and implementation of comprehensive compliance programs, resulting in a 30% reduction in legal violations across the organization.
  • Collaborated with cross-functional teams to ensure adherence to state and federal regulations, enhancing compliance rates by 25% within the first year.
  • Executed risk assessments and audits, leading to the identification and mitigation of 15 critical regulatory risks previously unrecognized.
Compliance Policy Manager
Compliance Policy Manager
Citigroup Inc.
  • Designed and updated regulatory policies, keeping pace with evolving industry standards and avoiding any compliance incidents for the tenure.
  • Trained over 200 employees on compliance protocols, enhancing the organization's risk management capacity and compliance knowledge base.
  • Coordinated with legal teams to handle regulatory inquiries, effectively reducing potential legal costs by 20%.
Compliance and Ethics Manager
Compliance and Ethics Manager
Wells Fargo
  • Established a company-wide ethics protocol, leading to a renowned industry award for best ethics practices in 2015.
  • Managed internal investigations regarding ethical breaches, resulting in the resolution of 98% of cases without external mediation.
  • Promoted a culture of integrity, contributing to a 40% improvement in employee-reported satisfaction relating to ethical workplace standards.
Risk and Compliance Manager
Risk and Compliance Manager
Goldman Sachs Group, Inc.
  • Implemented risk management frameworks that reduced financial risk exposure by 35%, while aligning with strategic business objectives.
  • Led quarterly compliance training sessions for staff, resulting in heightened awareness and understanding of risk protocols among 500+ employees.
  • Liaised with regulatory bodies to ensure continuous compliance, mitigating the risk of penalties and fostering a transparent organizational culture.
Manager of Regulatory Compliance
Manager of Regulatory Compliance
Bank of America Corp.
  • Directed the successful navigation of regulatory changes in the financial sector, integrating new requirements seamlessly into company practices.
  • Oversaw the roll-out of a cloud-based compliance management system, improving process efficiency by 50% over a two-year period.
  • Established robust monitoring systems that detected compliance drifts 60% faster than the industry average.
Global Compliance Leader
Global Compliance Leader
Morgan Stanley
  • Orchestrated a comprehensive global compliance strategy across 30 countries, harmonizing local regulations with global corporate standards.
  • Championed the rollout of a new compliance software suite that enhanced data analysis capabilities, ultimately improving reporting accuracy by 45%.
  • Facilitated a decrease in non-compliance incidents by 60% through the introduction of a proactive monitoring and training initiative that reached 10,000+ employees worldwide.
Compliance Operations Manager
Compliance Operations Manager
HSBC Holdings PLC
  • Optimized compliance operational procedures, leading to a 25% increase in processing efficiency and reducing manual errors by 15%.
  • Managed a team of 12 compliance officers, fostering a collaborative environment that exceeded departmental performance goals by 10 - 20% each quarter.
  • Reviewed and rationalized compliance control frameworks, which clarified roles and responsibilities resulting in a 10% uplift in audit scores.
Financial Compliance Manager
Financial Compliance Manager
American Express
  • Navigated a complex matrix of financial regulations, ensuring the company maintained a flawless record of compliance with SEC filings.
  • Drove a 20% year-on-year increase in compliance reporting efficiency through the strategic deployment of advanced analytics tools.
  • Initiated a company-wide fraud prevention program, successfully identifying and mitigating fraudulent activities totaling over $1.5 million in potential losses.

Quantifying impact on your resume

  • Highlight the number of regulatory updates monitored and implemented to demonstrate ongoing compliance and adaptation to changing laws.
  • Document the percentage reduction in non-compliance incidents as a result of improved processes or training programs you've introduced.
  • Quantify the amount of money saved through effective risk management strategies and cost-efficient compliance solutions.
  • Detail the number of compliance audits overseen and the rate of successful outcomes to showcase diligence and thoroughness.
  • Specify the size of the teams you have managed and trained in compliance practices, reflecting leadership and management skills.
  • Show the scale of compliance frameworks you have developed by noting the number of procedures and controls established.
  • Express the volume of compliance documents reviewed or created, indicating expertise in documentation and attention to detail.
  • Recount the number of successful negotiations with regulatory bodies or reduction in fines, demonstrating negotiation skills and effectiveness.

Action verbs for your compliance manager resume

Finding what the unique words for your compliance manager position are is difficult. That’s why the Enhancv team went through thousands of resumes that got people hired at top companies. Forget about sounding boring. These action words will help you showcase your strongest personality traits in the most intriguing way possible!
Read The Guide

What to do if you don't have any experience

It's quite often that candidates without relevant work experience apply for a more entry-level role - and they end up getting hired.

Candidate resumes without experience have these four elements in common:

  • Instead of listing their experience in reverse-chronological format (starting with the latest), they've selected a functional-skill-based format. In that way, compliance manager resumes become more focused on strengths and skills
  • Transferrable skills - or ones obtained thanks to work and life experience - have become the core of the resume
  • Within the objective, you'd find career achievements, the reason behind the application, and the unique value the candidate brings about to the specific role
  • Candidate skills are selected to cover basic requirements, but also show any niche expertise.
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The more time and effort you've put into obtaining the relevant certificate, the closer to the top it should be listed. This is especially important for more senior roles and if the company you're applying for is more forward-facing.

Balancing hard and soft skills in your compliance manager resume

Recruiters indeed pay close attention to the specific hard and soft skills candidates possess. Hard skills refer to technical abilities or your proficiency in technologies, while soft skills are the personal attributes and qualities developed over your lifetime.

If you're unsure about effectively quantifying these skills on your resume, follow our step-by-step guide. It's crucial to first understand the key job requirements for the role. Doing so enables you to accurately list your:

  • Hard skills in sections like skills, education, and certifications. Your technical expertise is straightforward to quantify. Most organizations find it sufficient to mention the certificates you've earned, along with your proficiency level.
  • Soft skills within your experience, achievements, strengths, etc. Defining interpersonal communication traits in your resume can be challenging. Focus on showcasing the accomplishments you've achieved through these skills.

Remember, when tailoring your compliance manager resume, ensure that the skills you list match exactly with those in the job requirements. For instance, if the job listing specifies "Microsoft Word," include this exact term rather than just "Word" or "MSO."

Top skills for your compliance manager resume:

Regulatory Knowledge

Risk Assessment

Compliance Auditing

Policy Development

Legal Research

Data Analysis


Project Management

Anti-Money Laundering (AML)

Sanctions Compliance


Attention to Detail


Ethical Judgment


Problem Solving

Organizational Skills



Interpersonal Skills

Critical Thinking

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Mention specific courses or projects that are pertinent to the job you're applying for.

Your resume education section is crucial. It can indicate a range of skills and experiences pertinent to the position.

  • Mention only post-secondary qualifications, noting the institution and duration.
  • If you're still studying, highlight your anticipated graduation date.
  • Omit qualifications not pertinent to the role or sector.
  • If it provides a chance to emphasize your accomplishments, describe your educational background, especially in a research-intensive setting.

Recruiters value compliance manager candidates who have invested their personal time into their professional growth. That's why you should include both your relevant education and certification . Not only will this help you stand out amongst candidates, but showcase your dedication to the field. On your compliance manager resume, ensure you've:

  • Curated degrees and certificates that are relevant to the role
  • Shown the institution you've obtained them from - for credibility
  • Include the start and end dates (or if your education/certification is pending) to potentially fill in your experience gaps
  • If applicable, include a couple of job advert keywords (skills or technologies) as part of the certification or degree description

If you decide to list miscellaneous certificates (that are irrelevant to the role), do so closer to the bottom of your resume. In that way, they'd come across as part of your personal interests, instead of experience. The team at Enhancv has created for you a list of the most popular compliance manager certificates - to help you update your resume quicker:

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The top 5 certifications for your compliance manager resume:

  1. Certified Regulatory Compliance Manager (CRCM) - American Bankers Association (ABA)
  2. Certified Compliance & Ethics Professional (CCEP) - Compliance Certification Board (CCB)
  3. Certified Anti-Money Laundering Specialist (CAMS) - Association of Certified Anti-Money Laundering Specialists (ACAMS)
  4. Certified Information Privacy Professional (CIPP) - International Association of Privacy Professionals (IAPP)
  5. Certification in Risk Management Assurance (CRMA) - The Institute of Internal Auditors (IIA)
pro tip icon

The more time and effort you've put into obtaining the relevant certificate, the closer to the top it should be listed. This is especially important for more senior roles and if the company you're applying for is more forward-facing.

The ideal compliance manager candidate resume summary or objective

You may have heard that your resume top one-third plays an important part in your application.

It basically needs to show strong alignment with the job advert, your unique skill set, and your expertise.

Both the resume summary and resume objective could be used to ensure you've shown why you're the best candidate for the role.

Use the:

  • Resume objective to pinpoint your current successes, that are applicable to the field, and your vision for your career. Remember to state how you see yourself growing within this new career opportunity.
  • Resume summary as an instrument to pinpoint what is most applicable and noteworthy form your professional profile. Keep your summary to be no more than five sentences long.

At the end of the day, the resume summary or objective is your golden opportunity to shine a light on your personality as a professional and the unique value of what it's like to work with you.

Get inspired with these compliance manager resume examples:

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Resume summaries for a compliance manager job

  • Seasoned Compliance Manager with over 10 years of dedicated experience in the financial sector, adept at spearheading comprehensive compliance programs that mitigate risk and ensure company regulations align with federal laws. Proven track record of reducing non-compliance issues by 30% through stringent monitoring and training initiatives.
  • Experienced Environmental Health and Safety Specialist transitioning into a Compliance Manager role brings 15 years of ensuring adherence to OSHA standards and promoting workplace safety. Holds a robust understanding of regulatory frameworks and is eager to apply expertise in developing and enforcing compliance policies within a dynamic regulatory environment.
  • Former IT Project Manager now pursuing a career as a Compliance Manager, with over 8 years of experience managing complex projects, ensuring adherence to data protection standards, and effectively collaborating with cross-functional teams to meet strict deadlines. Brings a deep understanding of risk management strategies and a proven ability to implement robust compliance controls.
  • Personable and proactive professional with 5+ years of experience in healthcare management, looking to leverage an in-depth understanding of HIPAA and patient privacy laws into the realm of compliance management. Key accomplishments include the successful redesign of compliance training materials that led to a 40% increase in staff compliance awareness.
  • Eager to launch a career in Compliance Management, I hold a Master's degree in Business Administration with a focus on Corporate Ethics and Governance. While my practical experience is limited, my academic and internship experience, which includes a comprehensive project on regulatory compliance for a nonprofit, fuels my enthusiasm to contribute to a company that values integrity and accountability.
  • Motivated graduate with a Law degree and honors in Regulatory Affairs, I am primed to embark on a career as a Compliance Manager. Though new to the field, my objective is to utilize my analytical skills, thorough understanding of regulatory compliance frameworks, and unwavering commitment to fostering ethical business practices in a challenging and dynamic environment.

What else can you add to your compliance manager resume

What most candidates don't realize is that their compliance manager resumes should be tailored both for the job and their own skillset and personality.

To achieve this balance between professional and personal traits, you can add various other sections across your resume.

Your potential employers may be impressed by your:

Key takeaways

  • Impactful compliance manager resumes have an easy-to-read format that tells your career narrative with highlights;
  • Select a resume summary or objective, depending on what sort of impression you'd like to leave and if your accomplishments are relevant to the job;
  • If you don't happen to have much industry expertise, curate additional gigs you've had, like contracts and internships, to answer how your experience aligns with the compliance manager job;
  • Be specific about the hard and soft skills you list on your resume to define your niche expertise and outcomes of using those particular skills;
  • Always tailor your resume for each compliance manager application to ensure you meet all job requirements.

Compliance Manager resume examples

Explore additional compliance manager resume samples and guides and see what works for your level of experience or role.

compliance manager resume example

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Volen Vulkov
Volen Vulkov is a resume expert and the co-founder of Enhancv. He has written more than 500 resume guides and deep-dive articles on how to create your resume and cover letter, that inspire job applicants to make a resume to be proud of. His work has been featured in Forbes, Zendesk, HubSpot, and Business Insider, and cited by top universities and educational institutions, like Thunderbird School of Management, Rochester University, University of Miami, and Udemy. Volen applies his deep knowledge and practical experience to write about career changes, development, and how to stand out in the job application process.
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